Compliance officer duties: ensure Code adherence, immediately report non compliance to Board, and submit annual compliance certificate. The compliance officer of an information utility must ensure adherence to the Code, immediately and independently report any observed non compliance to ... Summary
Compliance officer duties: ensure Code adherence, immediately report non compliance to Board, and submit annual compliance certificate.
The compliance officer of an information utility must ensure adherence to the Code, immediately and independently report any observed non compliance to the Board, redress customer grievances, and submit an annual compliance certificate to the Board. Appointment or removal of the compliance officer must occur only by resolution of the Governing Board passed at its meeting.
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