Chinese Wall policy protects segregation of regulatory departments and limits intra-entity information sharing on a need-to-know basis. Depositories must implement a Chinese Wall policy to segregate regulatory functions from other departments, prohibiting regulatory employees from sharing ... Summary
Chinese Wall policy protects segregation of regulatory departments and limits intra-entity information sharing on a need-to-know basis.
Depositories must implement a Chinese Wall policy to segregate regulatory functions from other departments, prohibiting regulatory employees from sharing regulatory activity information with non-regulatory staff; physical and access-control segregation is required, with exceptional disclosures allowed only on a strict need-to-know basis and intimated to the Compliance Officer.
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