RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
Regulatory enforcement powers: SEBI may impose disciplinary measures for breaches, including action under intermediary regulations. Regulation 82C authorises the Board to take action for violations of regulation 82B, including measures available under Chapter V of the Intermediaries ... Summary
Regulatory enforcement powers: SEBI may impose disciplinary measures for breaches, including action under intermediary regulations.
Regulation 82C authorises the Board to take action for violations of regulation 82B, including measures available under Chapter V of the Intermediaries Regulations, thereby subjecting breaches of dealing restrictions to the intermediary disciplinary framework.
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