RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
Liability for default: depositories or participants breaching obligations may face enforcement under intermediaries regulations and regulatory sanctions. Liability arises where a depository or participant breaches duties - including contravention of the Act, the Depositories Act, bye laws, agreements or ... Summary
Liability for default: depositories or participants breaching obligations may face enforcement under intermediaries regulations and regulatory sanctions.
Liability arises where a depository or participant breaches duties - including contravention of the Act, the Depositories Act, bye laws, agreements or these Regulations; failure to furnish required information or furnishing false or misleading information; non cooperation in inspections, investigations or enquiries; failure to comply with Board directions; or failure to pay the annual fee - and such defaults shall be dealt with in the manner provided under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.
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