Furnishing further information and personal representation required for investment adviser registration to enable application consideration. The regulator may require an applicant to furnish additional information or clarification on matters relevant to investment advisory services and may ... Summary
Securities and Exchange Board of India (Investment Advisers) Regulations 2013
Furnishing further information and personal representation required for investment adviser registration to enable application consideration.
The regulator may require an applicant to furnish additional information or clarification on matters relevant to investment advisory services and may require the applicant or an authorised representative to appear for personal representation as procedural prerequisites to consideration of a registration application.
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