Savings provision preserves regulatory continuity for membership actions under the investment advisers regulations after amendment. A transitional savings provision deems actions relating to membership of the body or body corporate recognised under regulation 14 taken prior to ... Summary
Savings provision preserves regulatory continuity for membership actions under the investment advisers regulations after amendment.
A transitional savings provision deems actions relating to membership of the body or body corporate recognised under regulation 14 taken prior to commencement of the 2024 amendment to have been taken under the corresponding provisions of the amended regulations, and treats purported past actions and actions that may be taken as governed by those corresponding provisions.
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