Verification of information enables physical inspection of applicant premises and appointment of external verifiers to assess registration compliance. Verification of information for intermediary registration authorises the regulatory authority to confirm an applicant's furnished information and ... Summary
Referred In :
Securities and Exchange Board of India (Research Analysts) Regulations, 2014
Verification of information enables physical inspection of applicant premises and appointment of external verifiers to assess registration compliance.
Verification of information for intermediary registration authorises the regulatory authority to confirm an applicant's furnished information and eligibility through physical verification of documents and inspection of office space, infrastructure, and technological support, and to appoint any person, including an auditor, to conduct such verifications.
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