ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Regulation 16B enforcement: SEBI may impose measures, including Chapter V actions, for breaches of Regulation 16A. Regulation 16B empowers the Board to respond to breaches of Regulation 16A by taking measures it deems appropriate, expressly including actions available ... Summary
Regulation 16B enforcement: SEBI may impose measures, including Chapter V actions, for breaches of Regulation 16A.
Regulation 16B empowers the Board to respond to breaches of Regulation 16A by taking measures it deems appropriate, expressly including actions available under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008, providing the regulatory basis for disciplinary or corrective steps against intermediaries.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.