ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Investor grievance redressal: intermediaries must resolve complaints promptly, maintain records, and report unresolved cases quarterly. An intermediary must endeavour to redress investor grievances promptly, ordinarily within forty-five days or within any period specified by the Board; ... Summary
Investor grievance redressal: intermediaries must resolve complaints promptly, maintain records, and report unresolved cases quarterly.
An intermediary must endeavour to redress investor grievances promptly, ordinarily within forty-five days or within any period specified by the Board; maintain records of grievances and their redressal; and at each quarter end upload on the Board specified website the numbers of grievances received, redressed and those unresolved beyond three months.
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