Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 Chapter II CERTIFICATION OF ASSOCIATED PERSONS
Contents
Notifications
Rules & Regulations
Summary
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Certification routes for associated persons clarified: exam, classroom credits, or teaching, with category specific eligibility rules. Regulation 4 authorises three alternative methods for an associated person to obtain the certificate: passing an approved certification examination, ... Summary
Certification routes for associated persons clarified: exam, classroom credits, or teaching, with category specific eligibility rules.
Regulation 4 authorises three alternative methods for an associated person to obtain the certificate: passing an approved certification examination, accumulating specified classroom credits through attendance, or delivering specified formal classroom sessions in continuing professional education, subject to NISM specifications and approved examination bodies. Principals may use any of the three methods. Certain senior or experienced non principals may use only the examination or classroom credit routes, while all other associated persons must obtain the certificate by passing the certification examination.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.