POWERS AND FUNCTIONS OF NISM - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
POWERS AND FUNCTIONS OF NISM - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
Certification of associated persons required as an eligibility factor for intermediary registration and renewal under securities regulations. Certification of associated persons is a pre-condition affecting an intermediary's registration: compliance with these regulations will be taken into ... Summary
Certification of associated persons required as an eligibility factor for intermediary registration and renewal under securities regulations.
Certification of associated persons is a pre-condition affecting an intermediary's registration: compliance with these regulations will be taken into account by the Board as one of the factors in determining eligibility for grant or renewal of a certificate of registration under the relevant regulations.
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