EXISTING SCHEMES OR ARRANGEMENTS DEEMED TO BE A COLLECTIVE INVESTMENT SCHEME - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
EXISTING SCHEMES OR ARRANGEMENTS DEEMED TO BE A COLLECTIVE INVESTMENT SCHEME - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
Board inspection powers allow appointed Inspecting Officers to verify records, systems adequacy and investigate investor complaints. Board's power to inspect and investigate authorises appointment of Inspecting Officers to examine books of account, records, documents, infrastructure, ... Summary
Referred In :
Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
Board inspection powers allow appointed Inspecting Officers to verify records, systems adequacy and investigate investor complaints.
Board's power to inspect and investigate authorises appointment of Inspecting Officers to examine books of account, records, documents, infrastructure, systems and procedures of the trustee and Collective Investment Management Company to verify regulatory compliance, adequacy of systems and safeguards, and to investigate investor or other complaints affecting their activities.
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