BUSINESS ACTIVITIES AND OBLIGATIONS OF COLLECTIVE INVESTMENT MANAGEMENT COMPANY - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
BUSINESS ACTIVITIES AND OBLIGATIONS OF COLLECTIVE INVESTMENT MANAGEMENT COMPANY - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
Action on inspection reports: regulator may take appropriate enforcement or remedial measures including under intermediary rules. The Board or the Chairman, after considering an inspection or investigation report, may take such action as deemed fit and appropriate, including action ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Action on inspection reports: regulator may take appropriate enforcement or remedial measures including under intermediary rules.
The Board or the Chairman, after considering an inspection or investigation report, may take such action as deemed fit and appropriate, including action under Chapter V of the Intermediaries Regulations; earlier text required communicating findings to the trustee or management, offering an opportunity to be heard, and directing remedial measures or initiating action under the prior penalties chapter.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.