RESTRICTION ON RATING OF SECURITIES ISSUED BY PROMOTERS OR BY CERTAIN OTHER PERSONS - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
RESTRICTION ON RATING OF SECURITIES ISSUED BY PROMOTERS OR BY CERTAIN OTHER PERSONS - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
Appointment of Compliance Officer requires credit rating agencies to monitor compliance and immediately report any noncompliance. Regulation 20A mandates that every credit rating agency shall appoint a Compliance Officer responsible for monitoring compliance with the Act, rules, ... Summary
Appointment of Compliance Officer requires credit rating agencies to monitor compliance and immediately report any noncompliance.
Regulation 20A mandates that every credit rating agency shall appoint a Compliance Officer responsible for monitoring compliance with the Act, rules, regulations, notifications, guidelines and instructions issued by the Board or the Central Government, and the Compliance Officer shall immediately and independently report any non compliance observed by him to the Board.
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