Investor Charter compliance required for custodians, imposing obligation to follow Board-specified charter under securities regulations. Regulation 20A requires the custodian to ensure compliance with the Investor Charter as specified by the Board, making the custodian responsible for ... Summary
Investor Charter compliance required for custodians, imposing obligation to follow Board-specified charter under securities regulations.
Regulation 20A requires the custodian to ensure compliance with the Investor Charter as specified by the Board, making the custodian responsible for implementing and adhering to the Board-prescribed investor-facing standards contained in that charter.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.