POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS - Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS - Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
Regulatory action on inspection reports: Board or Chairman may impose measures including intermediary sanctions under intermediary regulations Regulation 20 authorises the Board or the Chairman, after considering an inspection or investigation report concerning registrars to an issue and share ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Regulatory action on inspection reports: Board or Chairman may impose measures including intermediary sanctions under intermediary regulations
Regulation 20 authorises the Board or the Chairman, after considering an inspection or investigation report concerning registrars to an issue and share transfer agents, to take such action as they deem fit, expressly including action under Chapter V of the SEBI (Intermediaries) Regulations, 2008.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.