Inspection access obligations require underwriters to produce records, permit premises access, and cooperate with inspectors. Regulation 21 requires underwriters and their directors, partners, officers and employees to produce books, accounts and information to the inspecting ... Summary
Referred In :
Securities and Exchange Board of India (Underwriters) Regulations, 1993
Inspection access obligations require underwriters to produce records, permit premises access, and cooperate with inspectors.
Regulation 21 requires underwriters and their directors, partners, officers and employees to produce books, accounts and information to the inspecting authority within required timeframes; to permit reasonable access to premises and examination of books, records, documents and computer data including provision of copies; and to provide assistance and allow examination or recording of statements of principal officers and staff during inspection.
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