Furnishing of further information: regulator may demand clarifications and require applicant appearance to process underwriting registration. Regulation 4 empowers the Board to require applicants for underwriting registration to furnish further information or clarifications relevant to ... Summary
Furnishing of further information: regulator may demand clarifications and require applicant appearance to process underwriting registration.
Regulation 4 empowers the Board to require applicants for underwriting registration to furnish further information or clarifications relevant to underwriting when considering an application for a certificate, and, if the Board finds those responses insufficient and further correspondence would delay the matter, to require the applicant or its principal officer to appear before the Board to give further clarifications in relation to applications under regulation 3A.
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