Conditions of registration: underwriters must obtain prior approval for change in control and comply with ongoing registration obligations. Conditions of registration require prior Board approval for any change in control, a valid underwriting agreement with the principal body corporate, ... Summary
Conditions of registration: underwriters must obtain prior approval for change in control and comply with ongoing registration obligations.
Conditions of registration require prior Board approval for any change in control, a valid underwriting agreement with the principal body corporate, payment of registration fees as prescribed, continuous maintenance of the capital adequacy requirements in regulation 7, compliance with applicable regulations governing underwriting activities, and immediate intimation to the Board of any changes in information furnished at registration.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.