GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
Inspection report authority: regulator may impose measures including intermediary regulatory action following consideration of findings. Following consideration of an inspection report, the Board is authorised to take appropriate measures it deems fit, including initiating enforcement under ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Inspection report authority: regulator may impose measures including intermediary regulatory action following consideration of findings.
Following consideration of an inspection report, the Board is authorised to take appropriate measures it deems fit, including initiating enforcement under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.
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